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AT

Allison P. Tenerelli

INTERACTIVE BROKERS
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 1177458
AT

Professional summary

Allison Paich Tenerelli, who also goes by Allison Paich, Allison Tenerelli, is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in Chicago, Illinois.

Allison is registered as a RR (Registered Representative) and started their career in finance in 1985. Allison has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 55 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Allison Paich | Allison Tenerelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Allison Paich Tenerelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 2017 - Present

INTERACTIVE BROKERS CORP.

Office #1: 209 S. Lasalle Street 11th Floor, Chicago, IL 60604
BD
CRD#: 117942
Chicago, IL
Past

July 7, 1997 - April 12, 2001

HULL TRANSACTION SERVICES, L.L.C.

BD
CRD#: 36070
CHICAGO, IL
Past

September 28, 1995 - May 23, 1996

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

February 21, 1991 - May 24, 1995

JMS SECURITIES L.P.

BD
CRD#: 23486
EVANSTON, IL
Past

May 1, 1985 - February 5, 1991

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/7/2018)
RR
Alaska
(2/7/2018)
RR
Arizona
(2/7/2018)
RR
Arkansas
(2/7/2018)
RR
California
(2/7/2018)
RR
Colorado
(2/1/2018)
RR
Connecticut
(2/2/2018)
RR
Delaware
(2/7/2018)
RR
District of Columbia
(2/1/2018)
RR
Florida
(2/1/2018)
RR
Georgia
(2/7/2018)
RR
Hawaii
(2/7/2018)
RR
Idaho
(2/7/2018)
RR
Illinois
(2/5/2018)
RR
Indiana
(2/7/2018)
RR
Iowa
(2/7/2018)
RR
Kansas
(2/7/2018)
RR
Kentucky
(2/7/2018)
RR
Louisiana
(2/1/2018)
RR
Maine
(2/2/2018)
RR
Maryland
(2/1/2018)
RR
Massachusetts
(2/7/2018)
RR
Michigan
(2/7/2018)
RR
Minnesota
(2/7/2018)
RR
Mississippi
(2/7/2018)
RR
Missouri
(2/7/2018)
RR
Montana
(2/7/2018)
RR
Nebraska
(2/7/2018)
RR
Nevada
(2/7/2018)
RR
New Hampshire
(2/7/2018)
RR
New Jersey
(2/7/2018)
RR
New Mexico
(2/7/2018)
RR
New York
(2/7/2018)
RR
North Carolina
(2/8/2018)
RR
North Dakota
(2/7/2018)
RR
Ohio
(2/1/2018)
RR
Oklahoma
(2/7/2018)
RR
Oregon
(2/7/2018)
RR
Pennsylvania
(2/7/2018)
RR
Puerto Rico
(2/1/2018)
RR
Rhode Island
(2/7/2018)
RR
South Carolina
(2/7/2018)
RR
South Dakota
(2/7/2018)
RR
Tennessee
(2/7/2018)
RR
Texas
(2/7/2018)
RR
Utah
(2/7/2018)
RR
Vermont
(2/7/2018)
RR
Virgin Islands
(2/7/2018)
RR
Virginia
(2/7/2018)
RR
Washington
(2/7/2018)
RR
West Virginia
(2/7/2018)
RR
Wisconsin
(2/7/2018)
RR
Wyoming
(2/7/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 2/7/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/31/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader Exam
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

IB
INTERACTIVE BROKERS CORP.
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: , 8-53615

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830
Phone number
(203) 618-5700
Established
Delaware since 01/16/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IB EXCHANGE CORP.OWNER
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173
SANDERS, STEVEN JAYEXECUTIVE VICE PRESIDENT SALES AND MARKETING2812548

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERACTIVE BROKERS CORP.

CRD#: 117942Chicago, IL 60604

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