Catherine Andreou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Andreou was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1983. Catherine had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 1986 - April 6, 1989
V.V.I. SECURITIES CO.,INC.
September 14, 1983 - March 10, 1986
DHC SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
V.V.I. SECURITIES CO.,INC.
CRD#: 13861 / SEC#: , 8-28044
Contact information
Documents
Red Flags
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