Whitney Merrill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Whitney Merrill was a registered financial professional .
Whitney is a previously registered financial professional and started their career in finance in 1983. Whitney had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2007 - January 25, 2017
GILMAN HILL ASSET MANAGEMENT, LLC
March 25, 1999 - September 11, 2007
GILMAN HILL ASSET MANAGEMENT
April 13, 1995 - November 23, 1998
WAFRA SECURITIES, INC.
June 10, 1988 - November 21, 1994
UBS ASSET MANAGEMENT (US) INC.
February 9, 1984 - July 6, 1988
GINTEL & CO., LLC
September 21, 1983 - January 13, 1984
FIRST MANHATTAN SECURITIES LLC
Primary Firm SEC Registration
GILMAN HILL ASSET MANAGEMENT, LLC
CRD#: 143970 / SEC#: 801-67941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GILMAN HILL ASSET MANAGEMENT, LLC
CRD#: 143970 / SEC#: 801-67941
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 596 |
| AUM (Assets Under Management) | $ 782,940,311 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
