Mark J. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Joseph Johnson was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 26 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1997 - November 13, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
January 22, 1997 - May 23, 1997
FORESIDE DISTRIBUTION SERVICES, L.P.
November 10, 1995 - January 21, 1997
FIRST COLONIAL SECURITIES
December 8, 1994 - October 18, 1995
SUNAMERICA SECURITIES, INC.
August 26, 1993 - March 17, 1995
WOOD LOGAN DISTRIBUTORS, INC.
May 19, 1992 - August 31, 1992
SUNAMERICA SECURITIES, INC.
July 12, 1988 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 23, 1983 - January 9, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/22/2022
General Securities Representative ExaminationCurrent Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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