Anne A. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anne Adams Williams, who also goes by Anne Randall Adams, Randi Adams, was a registered financial professional .
Anne is a previously registered financial professional and started their career in finance in 1984. Anne had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2004 - January 19, 2017
FIG PARTNERS, LLC
August 14, 2002 - April 30, 2003
J.P. MORGAN SECURITIES INC.
October 5, 2001 - August 1, 2002
WILMINGTON TRUST INVESTMENT MANAGEMENT
February 20, 1996 - June 1, 2001
TRUIST SECURITIES, INC.
March 15, 1990 - January 16, 1996
THE ROBINSON-HUMPHREY COMPANY, LLC
September 13, 1989 - March 21, 1990
TRUIST SECURITIES, INC.
March 27, 1986 - August 24, 1988
SBC WARBURG DILLON READ INC.
June 6, 1984 - April 16, 1986
DILLON, READ SECURITIES INC.
March 22, 1984 - June 4, 1984
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIG PARTNERS, LLC
CRD#: 41554 / SEC#: 801-79712, 8-49517
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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