Keith G. Landau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Gary Landau was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1983. Keith had worked at 7 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1989 - November 14, 1990
GLOBAL CAPITAL SECURITIES, INC.
March 2, 1989 - July 24, 1989
J F LOWE & COMPANY INCORPORATED
November 18, 1988 - March 16, 1989
INDIVIDUAL'S SECURITIES LTD.
July 17, 1985 - December 3, 1988
GREENTREE SECURITIES CORP.
July 12, 1985 - August 1, 1985
UNIVERSAL SECURITIES OF AMERICA, INC.
June 25, 1985 - July 15, 1985
CREATIVE SECURITIES CORP.
August 23, 1983 - June 28, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL CAPITAL SECURITIES, INC.
CRD#: 13358 / SEC#: , 8-29145
Contact information
Documents
Red Flags
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