Henry R. Gannan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Roscoe Gannan, who also goes by H R Gannan, Hank Gannan, Henry Roscoe Gannon Jr, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1983. Henry had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 1986 - January 12, 1990
VENTANA FINANCIAL CORPORATION
May 3, 1985 - April 8, 1986
VENTANA FINANCIAL CORPORATION
August 23, 1983 - September 11, 1984
SECURITIES NETWORK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VENTANA FINANCIAL CORPORATION
CRD#: 16006 / SEC#: , 8-33087
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
