Charles H. Boxenbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Howard Boxenbaum, who also goes by Chuck Boxenbaum, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 1 firm and has passed the Series 63 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 1984 - May 9, 2003
NATIONAL PARTNERSHIP EQUITIES,INC.
State Registrations and Notice Filings
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Exams
Current Firm
NATIONAL PARTNERSHIP EQUITIES,INC.
CRD#: 10956 / SEC#: , 8-26631
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL PARTNERSHIP INVESTMENTS CORP. | SOLE SHAREHOLDER | |
| PATIERNO, PAUL | VICE PRESIDENT | |
| SHUMAN, BRIAN H. | CHIEF FINANCIAL OFFICER | |
| SUSSMAN, JEFFREY HUGH | PRESIDENT | 4202241 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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