Anthony T. Cianci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Thomas Cianci III, who also goes by Anthony Thomas Cianci, Anthony Cianci III, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1983. Anthony had worked at 5 firms and has passed the Series 63, Series 72, Series 99TO, SIE, Series 3, Series 5, Series 15, Series 7, Series 14, Series 28, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2022 - August 22, 2022
HEROLD & LANTERN INVESTMENTS, INC.
June 3, 2021 - July 6, 2022
FOX CHASE CAPITAL PARTNERS, LLC
November 8, 2000 - May 25, 2021
FOX CHASE CAPITAL PARTNERS, LLC
January 2, 1990 - October 3, 2000
G.W. PIPER & CO., INC.
July 25, 1987 - October 2, 1989
MERRILL LYNCH GOVERNMENT SECURITIES INC.
October 19, 1983 - July 14, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 5
Date: 10/25/1983
Interest Rate Options ExaminationSeries 15
Date: 10/19/1983
Foreign Currency Options ExaminationSeries 28
Date: 5/19/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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