AM
Alan E. Mott
J. W. COLE ADVISORS
NORTH BRUNSWICK, NJ 08902
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CRD#: 1176377
AM
Professional summary
Alan Edward Mott is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in North Brunswick, New Jersey.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alan has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NATIONAL SENIOR ASSOCIATES COMPANY, LLC - I AM THE PRESIDENT SINCE 6/96. WE WERE A FULL SERVICE INSURANCE BROKERAGE UNTIL 2008. SOLD AGENCY PORTION AND NOW DO INSURANCE SEMINARS FOR ANNUITIES, LIFE AND LTC. 30 HOURS PER WEEK.
2) ALAN MOTT DBA MOTT TAX ADVISORY SERVICES - I AM THE PRESIDENT AND WE STARTED IN 12/2012. WE DO TAX PREPARATION AND INSURANCE SALES THROUGH THIS. I DEVOTE 60 HOURS A WEEK DURING TAX SEASON.
3) ALAN MOTT - I OWN A RENTAL INCOME PROPERTY AND DEVOTE 1/2 HOUR PER MONTH TO THIS BUSINESS.
4) ID SHIELD - PO BOX 1379, ADA, OK 74821-1379 - IDENTITY THEFT PROTECTION - OFFER THIS SERVICE TO MY CLIENTS - START DATE 3/2/2016 - NON INVESTMENT-RELATED - SPEND 1 HOUR PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Edward Mott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 2864 Hwy 27 Suite F, North Brunswick, NJ 08902RIA
CRD#: 112294
NORTH BRUNSWICK, NJ
Past
October 21, 2014 - April 24, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
NORTH BRUNSWICK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/22/2019)
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294North Brunswick, NJ 08902TRUST BUT VERIFY
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