William D. Mcdonough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Daniel Mcdonough, who also goes by Bill Mcdonough, William D Mcdonough, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2021 - May 2, 2022
CLEAR STREET LLC
August 9, 2011 - August 30, 2023
PRECISION SECURITIES, LLC
April 13, 2001 - August 9, 2011
PACIFIC AMERICAN SECURITIES, LLC
September 16, 1999 - February 6, 2001
VANGUARD CAPITAL
May 5, 1999 - August 31, 1999
FORTA FINANCIAL GROUP, INC.
November 2, 1998 - April 24, 1999
CALIFORNIA NETWORK CAPITAL, INC.
April 6, 1998 - September 18, 1998
PACIFIC AMERICAN SECURITIES, LLC
November 21, 1997 - December 1, 1997
LLOYD WADE SECURITIES INC.
December 6, 1994 - September 17, 1997
SPELMAN & CO., INC.
May 31, 1989 - November 9, 1994
FIRST AFFILIATED SECURITIES
August 22, 1987 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
February 24, 1984 - August 4, 1987
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/9/1999
Limited Representative-Equity Trader ExamCurrent Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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