Gerald W. Nannen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald William Nannen, who also goes by Gerry Nannen, was a registered financial advisor .
Gerald is a previously registered financial advisor and started their career in finance in 1984. Gerald had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2003 - February 28, 2014
SENIOR FINANCIAL ADVISORS, INC.
December 4, 1985 - December 5, 1989
BOTTOM LINE SECURITIES, INC.
February 24, 1984 - March 5, 1984
NATHAN & LEWIS SECURITIES, INC.
February 24, 1984 - December 19, 1985
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENIOR FINANCIAL ADVISORS, INC.
CRD#: 126994 / SEC#:
Contact information
Red Flags
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