Gary Rardon

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Rardon was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1986. Gary had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 2, 2019 - July 10, 2020

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

RIA

CRD#: 169045

Lancaster, CA

Past

April 22, 2019 - June 22, 2020

LPL FINANCIAL LLC

BD

CRD#: 6413

LANCASTER, CA

Past

December 20, 2007 - April 24, 2019

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PALMDALE, CA

Past

December 3, 2007 - April 24, 2019

M HOLDINGS SECURITIES, INC.

BD

CRD#: 43285

PALMDALE, CA

Past

December 31, 1997 - December 6, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

PALMDALE, CA

Past

December 3, 1996 - December 6, 2007

LPL FINANCIAL LLC

BD

CRD#: 6413

PALMDALE, CA

Past

May 19, 1992 - November 29, 1996

SUNAMERICA SECURITIES, INC.

BD

CRD#: 20068

PHOENIX, AZ

Past

April 10, 1991 - May 19, 1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD

CRD#: 5774

Past

February 11, 1986 - May 6, 1991

FMS SECURITIES, INC.

BD

CRD#: 14356

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HG

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

CRD#: 169045 / SEC#: 801-78565

RIA

Registered Investment Advisory firm - (9/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 1/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/16/1986

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 2/10/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 11/3/1998

General Securities Principal Examination

Current Firm

HG

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

CRD#: 169045 / SEC#: 801-78565

RIA

Registered Investment Advisory firm - (9/20/2013 Approved)

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Contact information

Main Address

8985 E. Bell Road, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 604-0600

Established

Firm type

Fiscal year end

# of Employees

25

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - WRAP PROGRAM (3/26/2025)

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,804
AUM (Assets Under Management)	$ 277,447,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SUNAMERICA SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

FMS SECURITIES, INC.

Primary Firm SEC Registration

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/6/1987

SIE

Date: 10/1/2018

Series 7

Date: 8/16/1986

Series 6

Date: 2/10/1986

Series 24

Date: 11/3/1998

Current Firm

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

TRUST BUT VERIFY

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