Jack D. Mounts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Donald Mounts JR, who also goes by Jack D Mounts, Jack Donald Mounts, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1983. Jack had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2016 - November 20, 2017
MANAGED ACCOUNT SERVICES, LLC
July 1, 2010 - August 12, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 4, 2007 - June 24, 2008
INVESTORS CAPITAL CORP.
February 6, 2002 - July 11, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2001 - July 11, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 1996 - July 17, 2001
PRUDENTIAL EQUITY GROUP, LLC
February 9, 1993 - March 12, 1996
UBS FINANCIAL SERVICES INC.
August 13, 1984 - February 17, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 1983 - July 16, 1984
PARKER/HUNTER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/14/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
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