Joseph E. Blankenship
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Ezekiel Blankenship II, who also goes by Joe Blankenship, Joseph Ezekiel Blankenship, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 8 firms and has passed the Series 65, Series 63, Series 87, Series 86, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2003 - May 20, 2009
SOURCE CAPITAL GROUP, INC.
February 24, 1998 - August 5, 2003
PEACOCK, HISLOP, STALEY & GIVEN, INC.
December 22, 1997 - January 29, 1998
IDS LIFE INSURANCE COMPANY
December 22, 1997 - January 29, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
June 27, 1995 - May 29, 1996
THE VARIABLE ANNUITY MARKETING COMPANY
June 9, 1994 - October 5, 1994
PRUCO SECURITIES, LLC.
October 11, 1983 - December 12, 1983
BAYTIDE SECURITIES CORPORATION
October 11, 1983 - January 31, 1984
EQUITY SEARCH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOURCE CAPITAL GROUP, INC.
CRD#: 36719 / SEC#: 801-88199, 8-47372
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS, DAVID WEBSTER | PRESIDENT / CHIEF COMPLIANCE OFFICER - INTERIM | 237802 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
