Barry R. Topal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Robert Topal was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1983. Barry had worked at 4 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1990 - April 30, 1990
G. K. SCOTT & CO., INC.
September 19, 1989 - October 28, 1989
KOBER FINANCIAL CORP.
December 8, 1986 - September 20, 1989
HAMPTON SECURITIES, INC.
September 23, 1983 - December 6, 1986
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G. K. SCOTT & CO., INC.
CRD#: 3305 / SEC#: , 8-8455
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
