Gary W. Lanzen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary William Lanzen was a registered financial advisor .
Gary is a previously registered financial advisor and started their career in finance in 1983. Gary had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2012 - October 23, 2012
MSEC, LLC
February 18, 2011 - October 3, 2012
SECURITIES SERVICE NETWORK, LLC
June 4, 2002 - February 11, 2011
QA3 FINANCIAL CORP.
January 25, 1999 - March 28, 2013
MARINER WEALTH ADVISORS
January 8, 1999 - June 3, 2002
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
May 13, 1997 - November 30, 1998
ORBITEX FUNDS DISTRIBUTOR, INC.
March 13, 1995 - May 11, 1995
SECURITIES AMERICA, INC.
November 19, 1989 - March 16, 1995
OSAIC WEALTH, INC.
September 24, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 22, 1983 - August 17, 1984
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSEC, LLC
CRD#: 154327 / SEC#: , 8-68627
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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