Steven G. Shore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Gary Shore, who also goes by Steve Gary Shore, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 16 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2024 - July 31, 2025
REALTA EQUITIES, INC.
January 5, 2017 - October 26, 2022
GRIFFIN CAPITAL SECURITIES, LLC
July 1, 2005 - January 6, 2017
CCO CAPITAL, LLC
November 26, 2003 - February 1, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 24, 2002 - August 28, 2003
TRANSAMERICA CAPITAL, LLC
December 12, 2000 - January 7, 2002
DIRECTED SERVICES LLC
November 17, 1999 - February 17, 2000
IDS LIFE INSURANCE COMPANY
November 17, 1999 - October 23, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
June 18, 1997 - October 13, 1999
EQUITABLE DISTRIBUTORS, LLC
February 13, 1997 - April 15, 1997
PAN-AMERICAN FINANCIAL ADVISERS
April 6, 1989 - October 31, 1989
J. W. GANT & ASSOCIATES, INC.
September 8, 1988 - March 10, 1989
INVESTORS CENTER, INC.
August 13, 1985 - November 2, 1988
BLINDER, ROBINSON & CO., INC.
June 10, 1985 - July 17, 1985
CITIGROUP GLOBAL MARKETS INC.
March 27, 1985 - June 6, 1985
GRAYSTONE NASH, INC.
July 18, 1984 - March 20, 1985
GREENTREE SECURITIES CORP.
August 24, 1983 - July 17, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
