Curtis E. Fett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Eugene Fett, who also goes by Curt Fett, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1983. Curtis had worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2016 - January 3, 2017
NATIONWIDE SECURITIES, LLC
July 11, 2016 - January 3, 2017
NATIONWIDE SECURITIES, LLC
December 10, 2015 - July 1, 2016
CETERA INVESTMENT ADVISERS LLC
December 10, 2015 - July 1, 2016
CETERA INVESTMENT SERVICES LLC
September 18, 2013 - December 10, 2015
AMERITAS INVESTMENT COMPANY, LLC
September 4, 2013 - December 10, 2015
AMERITAS INVESTMENT COMPANY, LLC
August 2, 2012 - September 3, 2013
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
July 27, 2012 - September 3, 2013
LASALLE ST SECURITIES, L.L.C.
May 9, 2011 - July 27, 2012
INVESTMENT ADVISORS CORP
August 16, 2010 - July 27, 2012
BROKER DEALER FINANCIAL SERVICES CORP.
November 19, 2007 - September 3, 2010
BANCWEST INVESTMENT SERVICES, INC.
April 11, 2007 - November 21, 2007
MWA FINANCIAL SERVICES INC.
December 20, 2001 - June 17, 2005
METROPOLITAN LIFE INSURANCE COMPANY
December 20, 2001 - June 17, 2005
MSI FINANCIAL SERVICES, INC.
September 27, 2001 - December 17, 2001
ROBERT W. BAIRD & CO. INCORPORATED
September 27, 2001 - December 17, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 7, 1990 - September 6, 2001
LUTHERAN BROTHERHOOD SECURITIES CORP.
September 12, 1989 - December 31, 1990
WOODBURY FINANCIAL SERVICES, INC.
August 1, 1988 - October 7, 1989
ARM SECURITIES CORPORATION
January 16, 1987 - August 8, 1988
WOODBURY FINANCIAL SERVICES, INC.
November 14, 1983 - January 21, 1987
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
