George S. Bittles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Stewart Bittles, who also goes by Bittles Bittles, George Stewart Bittles II, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 10 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2007 - May 15, 2012
CHATSWORTH SECURITIES LLC
May 29, 2002 - February 23, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2000 - February 6, 2002
LEGG MASON WOOD WALKER, INCORPORATED
January 12, 1998 - June 12, 2000
TD WEALTH MANAGEMENT SERVICES INC.
April 12, 1995 - November 11, 1996
GLEACHER & COMPANY SECURITIES, INC.
January 2, 1992 - March 1, 1995
OPPENHEIMER & CO. INC.
November 5, 1991 - December 31, 1991
W.H. NEWBOLD'S SON & CO., INC.
August 21, 1987 - November 14, 1991
TD WEALTH MANAGEMENT SERVICES INC.
February 28, 1985 - June 10, 1987
G.I.M.B. MUNICIPAL SECURITIES BROKER
November 16, 1984 - February 7, 1985
CLIFFORD DRAKE & COMPANY INC.
September 30, 1983 - February 13, 1984
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHATSWORTH SECURITIES LLC
CRD#: 40804 / SEC#: 801-120061, 8-49199
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIFIORE, RALPH RAYMOND | SENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICER / CHIEF EXECUTIVE OFFICER | 1913027 |
| FULVIO, GENNARO JOHN | FINOP | 2435828 |
| MACLEAN, DANIEL CRAWFORD | SENIOR MANAGING DIRECTOR | 1467579 |
| MATCOVSKY, JOEL JAY | SENIOR MANAGING DIRECTOR | 1769496 |
| THE ESTATE OF CURTIS E. GOWDY | ESTATE |
Disclosures
| Regulatory Event | 1 |
Red Flags
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