John M. Gorlow

CARDIFF PARK ADVISORS

CARDIFF BY THE SEA, CA

Some features on this profile are disabled

CRD#: 1175863

Professional summary

John Michael Gorlow, who also goes by John M Gorlow, is a registered financial advisor currently at CARDIFF PARK ADVISORS located in Cardiff By The Sea, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John M Gorlow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHECK FREE. 701 B ST SUITE 440 SAN DIEGO CA 92007 760-271-6311. NON INVESTMENT RELATED. STARTED 07/2001. NATURE OF BUSINESS TECHNOLOGY SERVICES, POSITION SALES, APPOX 15 HOURS PER WEEK DURING TRADING HOURS DUITES BUSINESS DEVELOPEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Gorlow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2003 - Present

CARDIFF PARK ADVISORS

RIA

CRD#: 126752

CARDIFF BY THE SEA, CA

Past

September 14, 1994 - August 15, 1996

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

February 2, 1990 - September 21, 1994

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

March 25, 1987 - February 20, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 1, 1986 - April 6, 1987

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 12, 1985 - December 22, 1986

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 23, 1983 - January 31, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARDIFF PARK ADVISORS

CARDIFF ADVISORS, LLC | CARDIFF PARK ADVISORS,LLC | CARDIFF PARK ADVISORS

CRD#: 126752 / SEC#: 801-66660

RIA

Registered Investment Advisory firm - (5/3/2006 Approved)

California

Registered Investment Advisory firm - (6/26/2006 Terminated)

New York

Registered Investment Advisory firm - (6/26/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/4/2003)

IAR

Texas
(5/4/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Current Firm

CARDIFF PARK ADVISORS

CARDIFF ADVISORS, LLC | CARDIFF PARK ADVISORS,LLC | CARDIFF PARK ADVISORS

CRD#: 126752 / SEC#: 801-66660

RIA

Registered Investment Advisory firm - (5/3/2006 Approved)

California

Registered Investment Advisory firm - (6/26/2006 Terminated)

New York

Registered Investment Advisory firm - (6/26/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Carlsbad, CA

Mailing Address

338 Via Vera Cruz Suite 240, San Marcos, CA 92078

Phone number

(760) 635-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARDIFF PARK ADVISORS ADV (9/22/2025)

Regulatory assets under management

Total Number of Accounts	2,524
AUM (Assets Under Management)	$ 2,831,567,626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John M. Gorlow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Gorlow's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRUNTAL & CO., L.L.C.

CIBC WORLD MARKETS CORP.

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CARDIFF PARK ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2000

Series 63

Date: 4/23/1984

Series 7

Date: 8/20/1983

Current Firm

CARDIFF PARK ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARDIFF PARK ADVISORS

TRUST BUT VERIFY

Similar Advisors