Frederick T. Moore

PALOS WEALTH ADVISORS

PALOS HEIGHTS, IL

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CRD#: 1175859

Professional summary

Frederick Thomas Moore is a registered financial advisor currently at PALOS WEALTH ADVISORS, LLC located in Palos Heights, Illinois.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Frederick has worked at 4 firms and has passed the Series 63, Series 65, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/11/11 - FRED T MOORE ATTORNEY AT LAW/ ATTORNEY, ESTATE PLANNING/ 5% OF TIME/ PALOS HEIGHTS, IL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Thomas Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2010 - Present

PALOS WEALTH ADVISORS, LLC

RIA

CRD#: 154671

PALOS HEIGHTS, IL

Past

September 14, 2011 - September 21, 2011

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 29, 2010 - March 5, 2012

V WEALTH ADVISORS LLC

RIA

CRD#: 153278

PALOS HEIGHTS, IL

Past

November 23, 1983 - November 26, 1988

BOYLE SECURITIES, INC.

CRD#: 10130

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/25/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/31/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/14/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 9/13/2011

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Current Firm

PALOS WEALTH ADVISORS, LLC

CRD#: 154671 / SEC#:

Illinois

Registered Investment Advisory firm - (10/25/2010 Approved)

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Contact information

Main Address

7800 W. College Dr. #2e, Palos Heights, IL 60463

Mailing Address

Phone number

(708) 827-5942

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 57,487,375

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick T. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Thomas Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALOS WEALTH ADVISORS, LLC

LPL FINANCIAL LLC

V WEALTH ADVISORS LLC

BOYLE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2011

Series 65

Date: 7/14/2010

Series 6

Date: 9/13/2011

Series 7

Date: 11/19/1983

Current Firm

PALOS WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PALOS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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