Marco A. Mendez
Professional summary
Marco Antonio Mendez, who also goes by Marc Mendez, is a registered financial professional currently at MIURA CAPITAL, LLC located in Miami, Florida.
Marco is registered as a RR (Registered Representative) and started their career in finance in 1998. Marco has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marco Antonio Mendez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2017 - Present
MIURA CAPITAL, LLC
Office #1: 1395 Brickell Ave Suite 1560, Miami, FL 33131August 9, 2005 - May 11, 2017
ATLAS ONE FINANCIAL GROUP, LLC
August 25, 1998 - May 18, 2005
UBS CAPITAL MARKETS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2017)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/29/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
MIURA CAPITAL, LLC
CRD#: 146193 / SEC#: , 8-67793
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEDRO RAUL LOPEZ REVOCABLE TRUST | SHAREHOLDER | |
| MWM HOLDINGS GROUP, INC. | SHAREHOLDER | |
| HUOP TRUST (REVOCABLE) | SHAREHOLDER | |
| D ALFONSO, ITALO | CEO | 4485045 |
| LOPEZ-JACOME, PEDRO RAUL | TRUSTEE | 4875711 |
| MENDEZ, MARCO ANTONIO | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1175827 |
| ORTEGA, HUGO RAFAEL | TRUSTEE | 4875723 |
| PINANGO DE CHENE, RICHARD JOSE | CHIEF COMPLIANCE OFFICER | 6404348 |
Red Flags
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Company Information
MIURA CAPITAL, LLC
CRD#: 146193Miami, FL 33131TRUST BUT VERIFY
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