Scott J. Mlinarich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott John Mlinarich, who also goes by Scott J Mlinarich, Scott Mlinarich, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1984. Scott had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2017 - October 12, 2018
TD AMERITRADE, INC.
April 17, 2017 - October 12, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 17, 2017 - October 12, 2018
TD AMERITRADE, INC.
October 15, 2014 - July 16, 2015
CITY NATIONAL ROCHDALE
September 16, 2014 - July 16, 2015
CNR SECURITIES, LLC
May 2, 2001 - December 17, 2002
WELLS FARGO INVESTMENTS, LLC
September 19, 1994 - May 2, 2001
WELLS FARGO SECURITIES INC.
January 24, 1989 - October 12, 1989
JACK WHITE & COMPANY, INC.
February 3, 1988 - May 20, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
November 17, 1987 - January 1, 1988
THE BENHAM GROUP
March 25, 1985 - August 6, 1986
INTERFIRST CAPITAL CORPORATION
July 31, 1984 - March 12, 1985
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 22, 1984 - December 26, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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