Darrin B. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrin Bradford Greene was a registered financial professional .
Darrin is a previously registered financial professional and started their career in finance in 1984. Darrin had worked at 11 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2003 - April 15, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
June 25, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
August 24, 2001 - January 9, 2002
ALEXANDER, WESCOTT, & CO., INC.
March 23, 2001 - May 16, 2001
MERCER PARTNERS INCORPORATED
January 18, 2001 - March 16, 2001
MILLENNIUM SECURITIES CORP.
February 10, 1994 - June 10, 1994
REICH & CO., INC.
March 19, 1992 - February 2, 1994
CREDIT SUISSE SECURITIES (USA) LLC
July 10, 1990 - August 1, 1990
GKN SECURITIES CORP.
October 24, 1989 - July 16, 1990
MORGAN GLADSTONE & CO. INC.
November 20, 1984 - August 23, 1989
UBS CAPITAL MARKETS L.P.
October 26, 1984 - November 16, 1984
CHESLEY AND DUNN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/16/2000
Limited Representative-Equity Trader ExamCurrent Firm
FIS BROKERAGE & SECURITIES SERVICES LLC
CRD#: 104162 / SEC#: , 8-52614
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIS CAPITAL MARKETS US LLC | SOLE MEMBER | |
| BRADLEY, DUANGPHAT | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6103741 |
| DAMIS, JENEL CARIMA | CHIEF COMPLIANCE OFFICER | 3261583 |
| PETERS, DAVID TODD | BOARD MEMBER, ASSISTANT SECRETARY | 7798286 |
| VOGEL, MICHAEL FRANCIS | CHIEF EXECUTIVE OFFICER AND PRESIDENT, BOARD MEMBER, SECRETARY | 2814935 |
Disclosures
| Regulatory Event | 23 |
Red Flags
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