Alan L. Tyson

GULFSTREAM CM

Summit, NJ 07901

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CRD#: 1175662

Professional summary

Alan Levering Tyson is a registered financial advisor currently at GULFSTREAM CM, LLC located in Summit, New Jersey.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Alan has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Levering Tyson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2016 - Present

GULFSTREAM CM, LLC

Office #1: 450 Springfield Avenue, Suite 204, Summit, NJ 07901

RIA

CRD#: 165459

Summit, NJ

Past

May 13, 2016 - December 31, 2024

GULFSTREAM CM, LLC

RIA

CRD#: 165459

SUMMIT, NJ

Past

October 16, 2000 - August 19, 2011

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

March 30, 1994 - October 16, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

January 8, 1990 - March 17, 1994

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

January 8, 1990 - March 17, 1994

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

January 8, 1990 - March 17, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 19, 1984 - January 21, 1988

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 21, 1983 - June 21, 1984

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GULFSTREAM CM, LLC

CRD#: 165459 / SEC#: 801-77699

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/19/2016)

IAR

New Jersey
(2/12/2025)

IAR

Texas
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Current Firm

GULFSTREAM CM, LLC

CRD#: 165459 / SEC#: 801-77699

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

450 Springfield Avenue, Suite 204, Summit, NJ 07901

Mailing Address

Phone number

(908) 918-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GULFSTREAM CM, LLC ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 227,657,107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alan L. Tyson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Levering Tyson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GULFSTREAM CM, LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

LEHMAN SPECIAL SECURITIES INC.

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

L. F. ROTHSCHILD & CO. INCORPORATED

Primary Firm SEC Registration

GULFSTREAM CM, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2016

Series 63

Date: 11/1/1983

Series 7

Date: 9/17/1983

Current Firm

GULFSTREAM CM, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GULFSTREAM CM, LLC

TRUST BUT VERIFY

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