Dan L. Weinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Lewis Weinberg was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1983. Dan had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 1991 - December 21, 1991
ARGENT SECURITIES, INC.
January 16, 1990 - December 7, 1990
MASTERS FINANCIAL GROUP, INC.
September 11, 1989 - December 7, 1989
HATTERAS CAPITAL, INCORPORATED
May 25, 1988 - December 3, 1988
UBS FINANCIAL SERVICES INC.
November 11, 1987 - June 6, 1988
M.S. KERNS INVESTMENTS, INC.
September 9, 1983 - November 17, 1987
NORRIS & HIRSHBERG, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARGENT SECURITIES, INC.
CRD#: 15297 / SEC#: , 8-31952
Contact information
Documents
Red Flags
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