Robert G. Hagstrom

EQUITYCOMPASS INVESTMENT MANAGEMENT

Vero Beach, FL 32963

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CRD#: 1175438

Professional summary

Robert George Hagstrom JR is a registered financial advisor currently at EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC located in Vero Beach, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Robert has worked at 9 firms and has passed the Series 63, Series 65, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JOHN WILY & SONS, INC. 2. PUBLISHING 3. AUTHOR 4. I WRITE BOOKS 5. 20% 6. LESS THAN 5% 7. VARIOUS BASED ON ROYALTIES 8. NO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Hagstrom JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2014 - Present

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

Office #1: 3150 Cardinal Drive Suite 101, Vero Beach, FL 32963

RIA

CRD#: 145420

Vero Beach, FL

Past

December 4, 2012 - February 14, 2014

1919 INVESTMENT COUNSEL, LLC

RIA

CRD#: 133370

BALTIMORE, MD

Past

December 1, 2005 - December 20, 2006

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

July 11, 2005 - December 4, 2012

CLEARBRIDGE INVESTMENTS

RIA

CRD#: 110619

BALTIMORE, MD

Past

March 27, 2001 - April 11, 2006

LEGG MASON FOCUS CAPITAL, INC.

RIA

CRD#: 110881

WAYNE, PA

Past

July 15, 1998 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

March 20, 1995 - August 27, 1998

FPS BROKER SERVICES, INC.

CRD#: 25065

KING OF PRUSSIA, PA

Past

November 3, 1987 - November 9, 1989

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

October 30, 1987 - November 4, 1987

LEGG MASON MASTEN INC.

CRD#: 2

Past

June 15, 1984 - October 31, 1987

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

August 23, 1983 - May 21, 1984

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

CRD#: 145420 / SEC#: 801-69131

RIA

Registered Investment Advisory firm - (5/8/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/5/2023)

IAR

Maryland
(5/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/7/1995

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/24/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 3/17/1995

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Current Firm

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

CRD#: 145420 / SEC#: 801-69131

RIA

Registered Investment Advisory firm - (5/8/2008 Approved)

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Contact information

Main Address

One South Street 25th Floor, Baltimore, MD 21202

Mailing Address

Phone number

(443) 224-1231

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 222,608,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert G. Hagstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Hagstrom JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

1919 INVESTMENT COUNSEL, LLC

FRANKLIN DISTRIBUTORS, LLC

CLEARBRIDGE INVESTMENTS

LEGG MASON FOCUS CAPITAL, INC.

LEGG MASON WOOD WALKER, INCORPORATED

FPS BROKER SERVICES, INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON MASTEN INC.

LEGG MASON WOOD WALKER, INCORPORATED

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/7/1995

Series 65

Date: 4/24/1992

Series 6

Date: 3/17/1995

Series 7

Date: 8/20/1983

Current Firm

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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