Joseph A. Dicamillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Dicamillo, who also goes by Joseph Dicamillo, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2010 - December 14, 2012
ALLSTATE FINANCIAL SERVICES, LLC
August 1, 2007 - December 20, 2010
WORLD INVESTMENTS, LLC
December 19, 2003 - May 4, 2004
MAY FINANCIAL CORPORATION
August 27, 2003 - February 7, 2007
HILLTOP SECURITIES INC.
September 9, 2002 - February 11, 2003
GOLDMAN SACHS & CO. LLC
March 9, 2000 - July 9, 2002
FIRST OPTIONS OF CHICAGO, INC.
April 11, 1994 - December 8, 2000
WORLD INVESTMENTS, LLC
January 5, 1993 - April 29, 1999
FIRST OPTIONS OF CHICAGO, INC.
February 16, 1984 - September 10, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 21, 1983 - January 17, 1984
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 21, 1983 - September 26, 1983
HAAS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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