Frank B. Poticny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Brian Poticny was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1984. Frank had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2012 - December 15, 2024
BCL, LLC
December 21, 2001 - September 26, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 13, 2000 - September 26, 2002
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - March 23, 2000
CITIGROUP GLOBAL MARKETS INC.
July 2, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
July 25, 1984 - July 13, 1992
RAUSCHER PIERCE REFSNES, INC.
April 18, 1984 - July 17, 1984
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BCL, LLC
CRD#: 162353 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 310,880 |
Red Flags
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