Nancy Bell

Some features on this profile are disabled

CRD#: 1175273

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Bell, CFP®, who also goes by Nancy Theresa Bell, Nancy Therese Settle Bell, Nancy Theresa Braasch, Nancy T Settle, Nancy Theresa Settle, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 1984. Nancy had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Biography

With 30 years in the industry, Nancy brings experience and knowledge to serving the needs of clients at TC Wealth Partners. She is a CERTIFIED FINANCIAL PLANNER™ professional and provides comprehensive financial planning and integrated investment strategies helping clients navigate life’s transitions, particularly regarding pre- and post-retirement planning. Nancy is a member of the Wealth Management Team and serves on the Investment Committee.

Nancy holds the Certified Divorce Financial Analyst designation and guides those whose lives have been upended by divorce and are looking to rebuild a rewarding and secure financial future. She holds the Chartered SRI Counselor™ (CSRIC) designation and is a frequent lecturer on SRI (Sustainable Responsible Investing), helping people learn how to invest intentionally to support their personal values and causes.

Nancy’s career began with a national brokerage firm and later joined Northern Trust where she helped develop their full-service brokerage platform. She spent time with other national bank wealth management groups and accrued over 25 years in the industry before joining Trust Company of Illinois. Nancy is a member of the Financial Planning Association and DuPage Estate Planning Council. She is a Master Gardener with the University of Illinois Extension program and serves on the board of the GardenWorks Project.

Question & Answer

What are your service offerings?

Insurance Planning

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Life Transitions

Estate Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Aliases

Nancy Theresa Bell | Nancy Therese Settle Bell | Nancy Theresa Braasch | Nancy T Settle | Nancy Theresa Settle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 17490

CLEVELAND, OH

Past

September 3, 1999 - October 12, 2001

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

July 16, 1993 - August 27, 1999

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

August 15, 1987 - August 15, 1999

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

June 20, 1984 - July 17, 1987

ROSE & COMPANY INVESTMENT BROKERS, INC.

CRD#: 6132

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/1988

General Securities Principal Examination

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

910 East St Louis St, Springfield, MO 65806

Mailing Address

Phone number

(417) 831-7283

Established

Firm type

Fiscal year end

# of Employees

123

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 082025 (8/20/2025)

Regulatory assets under management

Total Number of Accounts	13,227
AUM (Assets Under Management)	$ 9,751,986,659

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
09/18/2024	Cover Page	Report
01/23/2024	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nancy Bell

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

TC WEALTH PARTNERS, LLC

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

BANC ONE SECURITIES CORPORATION

INVEST FINANCIAL CORPORATION

NORTHERN TRUST SECURITIES, INC.

ROSE & COMPANY INVESTMENT BROKERS, INC.

Primary Firm SEC Registration

FORVIS MAZARS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/1999

Series 63

Date: 8/1/1984

Series 7

Date: 6/16/1984

Series 24

Date: 4/5/1988

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORVIS MAZARS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors