Thomas A. Tryhane

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CRD#: 1175221

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Aubrey Tryhane was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 23 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 8, 1999 - October 27, 1999

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

September 25, 1997 - November 4, 1998

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

November 6, 1996 - September 12, 1997

INSTITUTIONAL EQUITY CORPORATION

CRD#: 19628

DALLAS, TX

Past

October 24, 1995 - November 5, 1996

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

March 16, 1995 - October 31, 1995

PENN CAPITAL FINANCIAL SERVICES, INC.

CRD#: 10640

PITTSBURGH, PA

Past

March 24, 1994 - March 17, 1995

THE AGEAN GROUP, INC

CRD#: 30835

BOCA RATON, FL

Past

October 14, 1993 - March 4, 1994

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

BOCA RATON, FL

Past

April 16, 1993 - September 27, 1993

JOSEPH ROBERTS & CO., INC.

CRD#: 15971

POMPANO BEACH, FL

Past

November 11, 1992 - April 13, 1993

REICH & CO., INC.

CRD#: 19611

Past

December 16, 1991 - February 18, 1992

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

RED BANK, NJ

Past

July 5, 1991 - September 18, 1991

HANOVER, STERLING & COMPANY LTD.

CRD#: 15491

NEW YORK, NY

Past

August 21, 1990 - May 15, 1991

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

May 15, 1990 - July 17, 1990

MLB INVESTMENTS, LTD.

CRD#: 18280

Past

March 19, 1990 - March 28, 1990

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

February 2, 1990 - March 27, 1990

NASH, WEISS & CO.

CRD#: 6470

JERSEY CITY, NJ

Past

May 18, 1989 - February 15, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

March 1, 1989 - May 17, 1989

ROBERT TODD FINANCIAL CORP.

CRD#: 7423

NEW YORK, NY

Past

November 8, 1988 - March 16, 1989

INDIVIDUAL'S SECURITIES LTD.

CRD#: 7279

HUNTINGTON, NY

Past

February 3, 1988 - November 15, 1988

G. K. SCOTT & CO., INC.

CRD#: 3305

PLAINVIEW, NY

Past

December 21, 1987 - January 12, 1988

FIRST FLORIDA SECURITIES GROUP, INC.

CRD#: 14320

Past

May 14, 1987 - January 26, 1988

MARGATE SECURITIES, INC.

CRD#: 14586

Past

July 30, 1985 - June 11, 1987

SHELTER ROCK SECURITIES CORP.

CRD#: 11043

Past

August 31, 1984 - July 15, 1985

CREATIVE SECURITIES CORP.

CRD#: 3509

Past

August 23, 1983 - August 2, 1984

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/8/1994

General Securities Principal Examination

Current Firm

CONTINENTAL BROKER-DEALER CORP.

ACTIVE TRADING NETWORK | OPTION TRADING NETWORK | GLOBAL FINANCIAL NETWORK | CONTINENTAL BROKER-DEALER CORP. | CONTINENTAL BROKER DEALER CORP.

CRD#: 14048 / SEC#: , 8-43159

Terminated by SEC on 04/09/2004

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 10/26/1982

Firm type

Corporation

Fiscal year end

October

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
GREGORY M HASHO VOTING TRUST	GREGORY M HASHO VOTING TRUST
CHANDY, LIZY ELIZABETH	ASSISTANT DIRECTOR OF COMPLIANCE / CROP / SROP
HASHO, GREGORY MUMTAZ	SOLE BENEFICIARY OF THE GREGORY M. HASHO VOTING TRUST DATED 11/21/1995

Disclosures

Regulatory Event	12
Arbitration	15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Tryhane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONTINENTAL BROKER-DEALER CORP.

INSTITUTIONAL EQUITY CORPORATION

MEYERS POLLOCK ROBBINS, INC.

PENN CAPITAL FINANCIAL SERVICES, INC.

THE AGEAN GROUP, INC

EURO-ATLANTIC SECURITIES INC.

JOSEPH ROBERTS & CO., INC.

REICH & CO., INC.

NETWORK 1 FINANCIAL SECURITIES INC.

HANOVER, STERLING & COMPANY LTD.

PAULSON INVESTMENT COMPANY LLC

MLB INVESTMENTS, LTD.

INVESTORS ASSOCIATES, INC.

NASH, WEISS & CO.

J. T. MORAN & CO., INC.

ROBERT TODD FINANCIAL CORP.

INDIVIDUAL'S SECURITIES LTD.

G. K. SCOTT & CO., INC.

FIRST FLORIDA SECURITIES GROUP, INC.

MARGATE SECURITIES, INC.

SHELTER ROCK SECURITIES CORP.

CREATIVE SECURITIES CORP.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/1989

Series 7

Date: 8/20/1983

Series 24

Date: 6/8/1994

Current Firm

CONTINENTAL BROKER-DEALER CORP.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CONTINENTAL BROKER-DEALER CORP.

TRUST BUT VERIFY

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