Deborah S. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Sue Lewis was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1984. Deborah had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2015 - July 18, 2016
HARVEST USA
October 3, 2013 - December 31, 2013
HARVEST USA
December 5, 2006 - July 1, 2011
EQUITABLE DISTRIBUTORS, LLC
September 15, 2004 - November 9, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
December 14, 2001 - January 8, 2004
VERAVEST INVESTMENTS, INC.
March 30, 1999 - April 4, 2001
VOYA FINANCIAL PARTNERS, LLC
April 2, 1997 - January 4, 1999
VP DISTRIBUTORS LLC
December 18, 1995 - February 13, 1997
PHOENIXLINK INVESTMENTS INC.
January 26, 1995 - December 12, 1995
G. R. PHELPS & CO., INC.
May 6, 1994 - December 6, 1994
OSAIC INSTITUTIONS, INC.
November 1, 1989 - October 18, 1990
ADVEST, INC.
December 19, 1984 - September 13, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HARVEST USA
CRD#: 165614 / SEC#: , 8-69176
Contact information
Documents
Disclosures
| Civil Event | 1 |
Red Flags
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