Robert V. Yeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Vincent Yeo JR, who also goes by Robert VIncent Yeo, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 3 firms and has passed the Series 63, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1987 - May 24, 1988
FIRST CONTINENTAL SECURITIES CORPORATION OF AMERICA
December 10, 1984 - August 6, 1987
TRIQUEST FINANCIAL, INC.
October 20, 1984 - March 20, 1986
INVESTACORP, INC.
August 23, 1983 - April 26, 1984
INVESTACORP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST CONTINENTAL SECURITIES CORPORATION OF AMERICA
CRD#: 18202 / SEC#: , 8-36503
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
