Mark Herskovitz
Professional summary
Mark Herskovitz is a registered financial advisor currently at EQUILIBRIUM WEALTH LLC .
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 15, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Herskovitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2021 - Present
EQUILIBRIUM WEALTH LLC
April 18, 2019 - December 31, 2020
ADVISORY SERVICES NETWORK
December 11, 2012 - January 10, 2014
MORGAN STANLEY
October 12, 2012 - January 10, 2014
MORGAN STANLEY
April 27, 1990 - December 4, 1990
KEYBANC CAPITAL MARKETS INC.
December 14, 1987 - May 3, 1990
INVESTACORP, INC.
September 9, 1987 - January 9, 1988
WINDSOR IBC, INC.
September 2, 1983 - August 24, 1987
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
EQUILIBRIUM WEALTH LLC
CRD#: 311940 / SEC#: 801-120066
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/18/2021)
Exams
Series 15
Date: 3/14/1984
Foreign Currency Options ExaminationCurrent Firm
EQUILIBRIUM WEALTH LLC
CRD#: 311940 / SEC#: 801-120066
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155 |
| AUM (Assets Under Management) | $ 102,907,884 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/30/2025 |
Red Flags
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