C S. Wesselkamper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
C S Wesselkamper, who also goes by Charles Stephen Wesselkamper, Steve Wesselkamper, was a registered financial professional .
C is a previously registered financial professional and started their career in finance in 1983. C had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2015 - October 21, 2015
EAGLE STRATEGIES LLC
January 16, 2015 - October 21, 2015
NYLIFE SECURITIES LLC
November 22, 2013 - March 27, 2014
KEYBANC CAPITAL MARKETS INC.
January 2, 2004 - December 31, 2012
VICTORY CAPITAL SERVICES, INC.
October 15, 1999 - December 31, 2003
KEYBANC CAPITAL MARKETS INC.
October 4, 1991 - December 31, 2003
KEYBANC CAPITAL MARKETS INC.
August 23, 1983 - October 4, 1991
GRADISON & COMPANY INCORPORATED
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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