WW
William W. Walsh
HENNION & WALSH
Parsippany, NJ 07054
Some features on this profile are disabled
CRD#: 1174993
WW
Professional summary
William Walter Walsh, who also goes by Bill Walter Wash, is a registered financial professional currently at HENNION & WALSH, INC. located in Parsippany, New Jersey.
William is registered as a RR (Registered Representative) and started their career in finance in 1983. William has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bill Walter Wash
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Walter Walsh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 1990 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054Office #2: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018BD
CRD#: 25766
Parsippany, NJ
Past
September 7, 1983 - January 2, 1990
MUNICIPAL INVESTORS SERVICE, INC.
BD
CRD#: 7202
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/22/1994)
RR
Arizona(8/25/1993)
RR
Arkansas(7/9/1998)
RR
California(2/27/1990)
RR
Colorado(6/8/1992)
RR
Connecticut(3/19/1990)
RR
Delaware(10/12/1993)
RR
District of Columbia(10/14/1993)
RR
Florida(4/16/1990)
RR
Georgia(3/9/1990)
RR
Hawaii(7/22/1998)
RR
Idaho(4/20/1994)
RR
Illinois(3/4/1991)
RR
Indiana(8/25/1993)
RR
Kansas(9/23/1993)
RR
Kentucky(5/28/1993)
RR
Louisiana(11/4/1992)
RR
Maine(7/21/1998)
RR
Maryland(2/15/1990)
RR
Massachusetts(4/18/1990)
RR
Michigan(10/15/1993)
RR
Minnesota(10/14/1993)
RR
Mississippi(6/22/1990)
RR
Missouri(5/5/1993)
RR
Montana(10/13/1993)
RR
Nevada(2/23/1990)
RR
New Hampshire(10/21/1992)
RR
New Jersey(1/29/1990)
RR
New Mexico(6/9/1993)
RR
New York(2/7/1990)
RR
North Carolina(12/10/1992)
RR
Ohio(7/7/1992)
RR
Oklahoma(4/26/1994)
RR
Oregon(10/15/1992)
RR
Pennsylvania(3/13/1990)
RR
Rhode Island(3/2/1990)
RR
South Carolina(10/28/1992)
RR
South Dakota(4/21/1994)
RR
Tennessee(7/22/1992)
RR
Texas(3/20/1990)
RR
Utah(2/13/1995)
RR
Vermont(4/12/1990)
RR
Virginia(6/19/1990)
RR
Washington(7/26/1993)
RR
West Virginia(12/8/1992)
RR
Wisconsin(2/8/1993)
RR
Wyoming(7/24/1998)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
H&
HENNION & WALSH, INC.
HENNION & WALSH, INC. | NORI, HENNION, WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018
Mailing Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018
Phone number
(973) 299-8989
Established
New Jersey since 10/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
