Richard D. Keppler

FIRST ADVISORS NATIONAL

Coupeville, WA 98239

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CRD#: 1174913

Professional summary

Richard Douglas Keppler is a registered financial advisor currently at FIRST ADVISORS NATIONAL, LLC located in Coupeville, Washington.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Richard has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT, NON-INVESTMENT RELATED,1801 SEAVIEW AVENUE, COUPEVILLE, WA 98239, DATES: 07/2011 - PRESENT, 150 HOURS, 30-35 HOURS, PROSPECTING FOR NEW INSURANCE CLIENTS AND SERVICING EXISTING BOOK OF BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Douglas Keppler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2016 - Present

FIRST ADVISORS NATIONAL, LLC

Office #1: 1801 Seaview Avenue, Coupeville, WA 98239

RIA

CRD#: 166212

Coupeville, WA

Past

April 20, 2012 - April 28, 2016

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

COUPEVILLE, WA

Past

May 12, 2005 - December 31, 2005

CHARLES JORDAN & CO., LLC

CRD#: 30303

NEW YORK, NY

Past

May 3, 1995 - February 24, 2004

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

November 15, 1993 - February 2, 1995

PASADENA FUND SERVICES, INC.

CRD#: 28494

Past

March 12, 1990 - August 10, 1993

CX, INC.

CRD#: 19168

Past

October 18, 1984 - October 21, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 11, 1984 - February 7, 1990

INTEGRATED RESOURCES MARKETING, INC.

CRD#: 6546

NEW YORK, NY

Past

April 4, 1984 - May 23, 1984

WINDSOR CAPITAL INCORPORATED

CRD#: 13444

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST ADVISORS NATIONAL, LLC

FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC

CRD#: 166212 / SEC#: 801-77440

RIA

Registered Investment Advisory firm - (12/18/2012 Approved)

Georgia

Registered Investment Advisory firm - (3/22/2013 Terminated)

Illinois

Registered Investment Advisory firm - (1/22/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (3/22/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/3/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/5/1992

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FIRST ADVISORS NATIONAL, LLC

FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC

CRD#: 166212 / SEC#: 801-77440

RIA

Registered Investment Advisory firm - (12/18/2012 Approved)

Georgia

Registered Investment Advisory firm - (3/22/2013 Terminated)

Illinois

Registered Investment Advisory firm - (1/22/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (3/22/2013 Terminated)

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Contact information

Main Address

1372 Peachtree Street Ne, Atlanta, GA 30309

Mailing Address

Phone number

+1 (855) 326-7427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAN ADVISORS FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,207
AUM (Assets Under Management)	$ 501,113,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard D. Keppler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Douglas Keppler's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDHAWK WEALTH ADVISORS, INC.

CHARLES JORDAN & CO., LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

PASADENA FUND SERVICES, INC.

CX, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

INTEGRATED RESOURCES MARKETING, INC.

WINDSOR CAPITAL INCORPORATED

Primary Firm SEC Registration

FIRST ADVISORS NATIONAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2012

Series 63

Date: 12/20/1984

Series 7

Date: 9/15/1984

Series 22

Date: 4/3/1984

Series 26

Date: 5/5/1992

Current Firm

FIRST ADVISORS NATIONAL, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST ADVISORS NATIONAL, LLC

TRUST BUT VERIFY

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