Steven B. Sebastian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Bryson Sebastian was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2014 - February 27, 2018
SEAPORT GLOBAL SECURITIES LLC
November 23, 2009 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
January 25, 2007 - June 25, 2007
KROLL SECURITIES LLC
March 21, 2005 - December 31, 2006
CHANIN CAPITAL LLC
September 8, 1994 - September 5, 1996
J.P. MORGAN SECURITIES LLC
June 12, 1990 - July 20, 1994
DB ALEX. BROWN LLC
June 26, 1989 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
November 23, 1988 - April 7, 1989
KIDDER, PEABODY & CO. INCORPORATED
January 25, 1984 - January 19, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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