Douglas M. Sheffield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Mcdonald Sheffield, who also goes by Doug Sheffield, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1983. Douglas had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2019 - January 21, 2020
VALMARK SECURITIES, INC.
February 17, 2017 - January 11, 2019
VALMARK SECURITIES, INC.
November 22, 1999 - December 15, 2008
PPC PORTFOLIO CONSULTANTS, INC.
November 22, 1999 - January 16, 2019
WEALTHSTONE ADVISORS
November 20, 1995 - November 8, 2016
WEALTHSTONE EQUITIES, INC.
March 14, 1989 - December 11, 1995
SECURIAN FINANCIAL SERVICES, INC.
June 23, 1986 - March 2, 1989
WEALTHSTONE EQUITIES, INC.
August 23, 1983 - June 10, 1986
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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