Brian C. Propes

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CRD#: 1174493

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Clinton Propes was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1985. Brian had worked at 16 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Type: Real Estate; Investment-related: No; Start Date: 2010

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 4, 2022 - August 1, 2022

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Buda, TX

Past

March 1, 2022 - August 1, 2022

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

July 14, 2020 - May 17, 2021

REALIZED FINANCIAL, INC.

RIA

CRD#: 22333

AUSTIN, TX

Past

July 14, 2020 - May 17, 2021

REALIZED FINANCIAL, INC.

CRD#: 22333

AUSTIN, TX

Past

April 3, 2019 - November 15, 2019

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

PALM BEACH GARDENS, FL

Past

January 30, 2018 - January 11, 2019

REALIZED FINANCIAL, INC.

RIA

CRD#: 22333

AUSTIN, TX

Past

January 30, 2018 - January 11, 2019

REALIZED FINANCIAL, INC.

CRD#: 22333

AUSTIN, TX

Past

August 18, 2016 - May 4, 2017

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

KINGWOOD, TX

Past

August 18, 2016 - April 28, 2017

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

November 19, 2013 - August 18, 2016

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

PANORA, IA

Past

November 19, 2013 - August 18, 2016

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

URBANDALE, IA

Past

September 28, 2012 - January 2, 2013

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

ATLANTA, GA

Past

March 2, 2012 - December 31, 2012

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

April 17, 2008 - May 28, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

February 15, 2000 - July 23, 2007

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

March 27, 1998 - July 6, 1998

INVESTIN SECURITIES CORP.

CRD#: 39295

DALLAS, TX

Past

December 19, 1995 - December 4, 1997

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

Past

December 21, 1992 - October 11, 1995

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

January 15, 1992 - January 11, 1993

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 23, 1987 - July 12, 1991

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

October 23, 1985 - February 11, 1987

PFS INVESTMENTS INC.

CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/18/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/22/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 11/2/1990

General Securities Principal Examination

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian C. Propes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

REALIZED FINANCIAL, INC.

REALIZED FINANCIAL, INC.

PEAK BROKERAGE SERVICES, LLC

REALIZED FINANCIAL, INC.

REALIZED FINANCIAL, INC.

D.H. HILL ADVISORS, INC.

D.H. HILL SECURITIES, LLLP

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

CAMBRIDGE INVESTMENT RESEARCH, INC.

KESTRA INVESTMENT SERVICES, LLC

INVESTIN SECURITIES CORP.

CENTENNIAL CAPITAL MANAGEMENT, INC.

SECURITIES SERVICE NETWORK, LLC

FSC SECURITIES CORPORATION

KEOGLER, MORGAN & COMPANY, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2012

Series 63

Date: 6/18/1985

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/21/1985

Series 6

Date: 10/22/1985

Series 14

Date: 1/2/2023

Series 24

Date: 11/2/1990

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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