Joann R. Gilmartin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joann R Gilmartin, who also goes by Joann Gilmartin Brock, Joann Brock, Joann Gilmartin, was a registered financial professional .
Joann is a previously registered financial professional and started their career in finance in 1999. Joann had worked at 3 firms and has passed the SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2000 - December 31, 2025
THE BENCHMARK COMPANY, LLC
June 24, 1999 - October 28, 1999
AXIOM CAPITAL MANAGEMENT, INC.
April 13, 1999 - June 25, 1999
DRAKE & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 4/12/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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