Howard R. Perles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Richard Perles, who also goes by Perles Richard Howard, Howard Richarel Perles, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1983. Howard had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1998 - November 23, 1999
FAIRCHILD FINANCIAL GROUP, INC.
August 11, 1995 - August 7, 1998
LEGEND MERCHANT GROUP, INC.
October 10, 1991 - October 22, 1991
HILL THOMPSON MAGID & CO., INC.
August 24, 1983 - September 24, 1991
M. RIMSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIRCHILD FINANCIAL GROUP, INC.
CRD#: 21404 / SEC#: , 8-38963
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
