Melroy J. Pereira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melroy Jude Pereira, who also goes by Mel Pereira, was a registered financial professional .
Melroy is a previously registered financial professional and started their career in finance in 1983. Melroy had worked at 7 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2016 - November 29, 2018
THE O.N. EQUITY SALES COMPANY
July 2, 2012 - January 6, 2016
THE O.N. EQUITY SALES COMPANY
September 4, 2009 - September 24, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 4, 2009 - July 6, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 20, 2007 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 31, 1992 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 3, 1992 - March 26, 1992
CETERA WEALTH SERVICES, LLC
September 11, 1990 - December 31, 1991
CETERA WEALTH SERVICES, LLC
March 6, 1987 - December 31, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
February 22, 1986 - December 31, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 20, 1985 - February 13, 1986
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
August 3, 1983 - August 19, 1985
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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