Timothy J. Nicksick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Nicksick, who also goes by Tim Nicksick, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1985. Timothy had worked at 10 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2007 - May 15, 2008
FORTUNE FINANCIAL SERVICES, INC.
July 27, 2005 - October 23, 2006
USALLIANZ SECURITIES, INC.
October 12, 2004 - January 13, 2005
CITIGROUP GLOBAL MARKETS INC.
August 11, 1994 - January 13, 2005
CITIGROUP GLOBAL MARKETS INC.
July 1, 1993 - March 28, 1994
INVESTMENT AFFILIATE, INC.
September 13, 1991 - November 16, 1992
IFMG SECURITIES, INC.
March 27, 1990 - September 27, 1991
METROPOLITAN LIFE INSURANCE COMPANY
March 27, 1990 - September 27, 1991
MSI FINANCIAL SERVICES, INC.
April 27, 1989 - September 6, 1989
IDS LIFE INSURANCE COMPANY
April 27, 1989 - September 6, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
July 2, 1985 - May 1, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
