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Timothy John Nicksick

CRD# 1174143·Registered 1985 - 2008
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy John Nicksick, who also goes by Tim Nicksick, was a registered financial advisor. Timothy was a previously registered financial advisor and started their career in finance 1985 - 2008. Timothy had worked at 10 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Nicksick

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150
BD
Monaca, PA
May 2, 2007 - May 15, 2008
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Charleston, WV
July 27, 2005 - October 23, 2006
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Charleston, WV
October 12, 2004 - January 13, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 11, 1994 - January 13, 2005
INVESTMENT AFFILIATE, INC.·CRD# 31151
BD
Lewisburg, WV
July 1, 1993 - March 28, 1994
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
September 13, 1991 - November 16, 1992
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
March 27, 1990 - September 27, 1991
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
March 27, 1990 - September 27, 1991
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
April 27, 1989 - September 6, 1989
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
April 27, 1989 - September 6, 1989
PRUCO SECURITIES, LLC.·CRD# 5685
BD
July 2, 1985 - May 1, 1989

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Current Firm

FF
FORTUNE FINANCIAL SERIVCES, LLC

FORTUNE FINANCIAL SERIVCES, LLC | FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: 8-49727
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone Number

(724) 846-2488

Established

Pennsylvania since 04/20/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BURKE, KELLY GENECHAIRMAN2768537
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER—
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1985About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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