Gregory E. Mendel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Elliot Mendel was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1988. Gregory had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2006 - October 4, 2021
BENTLEY SECURITIES CORPORATION
June 30, 2005 - February 3, 2006
VIANT CAPITAL LLC
October 7, 1996 - December 2, 2003
THE SHATTAN GROUP LLC
August 26, 1996 - October 29, 1996
VALUE INVESTING PARTNERS, INC.
December 22, 1993 - May 8, 1996
PRUDENTIAL EQUITY GROUP, LLC
August 4, 1993 - January 6, 1994
LEGG MASON WOOD WALKER, INCORPORATED
May 7, 1991 - June 22, 1993
RICHTER & CO., INC.
July 27, 1990 - January 4, 1991
KIDDER, PEABODY & CO. INCORPORATED
November 3, 1988 - November 29, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
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