Perry A. Switzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry Alexander Switzer was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 1983. Perry had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - January 2, 2026
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
March 2, 2016 - January 2, 2026
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
August 15, 2014 - March 11, 2016
UBS FINANCIAL SERVICES INC.
August 15, 2014 - March 11, 2016
UBS FINANCIAL SERVICES INC.
April 30, 2012 - August 19, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 27, 2012 - August 19, 2014
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - May 7, 2012
MORGAN STANLEY
June 1, 2009 - May 7, 2012
MORGAN STANLEY
January 4, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 4, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 8, 2005 - January 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 2005 - January 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - March 7, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - March 7, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 16, 2002 - October 20, 2004
QUICK & REILLY, INC.
May 7, 2002 - October 20, 2004
QUICK & REILLY, INC.
January 23, 2002 - February 15, 2002
NAVILLUS SECURITIES, INC.
October 1, 2000 - November 14, 2001
WELLS FARGO CLEARING SERVICES, LLC
August 1, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
February 22, 1996 - July 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 1993 - January 22, 1996
DONALD & CO. SECURITIES INC.
February 7, 1986 - January 10, 1994
AMERIPRISE ADVISOR SERVICES, INC.
March 27, 1985 - September 9, 1985
NATIONSBANC SECURITIES OF GEORGIA, INC.
August 24, 1983 - October 3, 1984
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
CRD#: 155392 / SEC#: 801-132626
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/5/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
CRD#: 155392 / SEC#: 801-132626
Contact information
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 360 |
| AUM (Assets Under Management) | $ 127,200,152 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
