Paul B. Holbrook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Bryson Holbrook was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2016 - March 1, 2018
ALLEGIS INVESTMENT SERVICES, LLC
May 7, 2014 - January 19, 2022
NAVIGATE PRIVATE WEALTH, LLC
May 2, 2014 - July 1, 2016
MUTUAL SECURITIES, INC.
August 20, 1993 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
December 23, 1991 - May 7, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
December 10, 1987 - July 3, 2006
IDS LIFE INSURANCE COMPANY
December 10, 1987 - May 7, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
October 19, 1983 - December 14, 1987
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALLEGIS INVESTMENT SERVICES, LLC
CRD#: 168557 / SEC#: , 8-69318
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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