Kirk E. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Evans Williamson, who also goes by Kirk Williamson, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 1983. Kirk had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2017 - November 18, 2019
PNC CAPITAL ADVISORS LLC
February 3, 2017 - November 20, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
March 7, 2014 - June 1, 2016
WADDELL & REED
March 7, 2014 - June 1, 2016
IVY DISTRIBUTORS, INC.
June 10, 2008 - January 28, 2014
FRED ALGER & COMPANY, LLC
August 14, 2006 - November 9, 2007
SENTINEL FINANCIAL SERVICES COMPANY
February 21, 2006 - September 8, 2006
WFG INVESTMENTS, INC.
November 23, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.
July 13, 1999 - December 31, 2003
NATIXIS DISTRIBUTION, LLC
January 4, 1997 - July 26, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
May 1, 1987 - January 1, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
August 1, 1986 - July 24, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION
August 24, 1983 - August 6, 1986
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 42,558,194,728 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 08/24/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
